We are now an independent, employee owned firm where performance reporting is among the most sophisticated and customizable in the wealth management industry.

While we always acted in our client’s best interests, as an independent wealth management business, we are now fiduciaries. Not being part of a large investment bank means we only answer to are our clients.

We have partnered with one of the industry’s most respected wealth management support platforms. This allows us to access:

• Institutional access to the best investment solutions that Wall Street has to offer

• Open access to best of breed technology

• Access to exceptional thought leadership

Rosenberg Wealth Advisors have decided to select Charles Schwab as a primary custodian. A custodian has regulatory responsibilities for your assets and acts as the books and records for your assets. Charles Schwab is one of the world's largest providers of financial services, with assets under administration of over $7.13 trillion.

We rely on a series of third party vendors, including our custodian, to store and process client data. Each of the vendors are managed closely to ensure adherence to industry best practices. These practices includes independent reviews of security posture, SSAE-16s, Data Access Controls, Data encryption, anti-virus and malware protection, intrusion detection, among other controls and
procedures. Vendors produce annual attestations on the effectiveness of their security environment.

Our operational environment is cloud based and access to systems and data are strictly controlled through user id and password. The environment is housed in secure and redundant Data Center.

We expect our fees to remain the same, but our new fee structure will be much more transparent; you will know exactly what you are getting and what you are paying for it.

There is a shift in the wealth management industry away from traditional banks and toward independent, fiduciary-based firms. We believe this model, which separates advice from product creation and custody, is better aligned with clients’ best interests.

This independence allows us to identify the best solutions for your needs. Through a rigorous due diligence process, we’ve built a best-in-class platform across technology, custody, investment products, and financial planning tools.